問 今天跟(gen)一個陌生人聊天，他(ta)說他(ta)是(shi)高級合規(gui)經理，請問高級合規(gui)經理是(shi)做什么的？

答 1. 制(zhi)定(ding)(ding)公(gong)(gong)司(si)(si)風(feng)(feng)(feng)險(xian)(xian)(xian)管理(li)(li)戰略規(gui)劃、策(ce)略及流程，構建(jian)風(feng)(feng)(feng)險(xian)(xian)(xian)控制(zhi)體系(xi)(xi)和(he)(he)法律(lv)(lv)合(he)(he)規(gui)體系(xi)(xi)； 2. 組織制(zhi)定(ding)(ding)公(gong)(gong)司(si)(si)風(feng)(feng)(feng)險(xian)(xian)(xian)管理(li)(li)的中長(chang)期(qi)(qi)發展規(gui)劃、年度工作計劃，并負(fu)責推動和(he)(he)落(luo)實(shi)； 3. 參與相(xiang)關投資項目的法律(lv)(lv)盡職(zhi)調(diao)查和(he)(he)風(feng)(feng)(feng)險(xian)(xian)(xian)預(yu)警(jing)提示(shi)，并對(dui)相(xiang)關風(feng)(feng)(feng)險(xian)(xian)(xian)事(shi)項出具(ju)評(ping)估(gu)報(bao)告，對(dui)相(xiang)關文件(jian)進行合(he)(he)規(gui)審核； 4. 全面把控業(ye)務(wu)操作性及系(xi)(xi)統性風(feng)(feng)(feng)險(xian)(xian)(xian)，防范公(gong)(gong)司(si)(si)各項業(ye)務(wu)的各類風(feng)(feng)(feng)險(xian)(xian)(xian)，確保日常(chang)交易及相(xiang)關文件(jian)的合(he)(he)規(gui)性；負(fu)責定(ding)(ding)期(qi)(qi)對(dui)各級分支(zhi)機(ji)構、各職(zhi)能部門開展風(feng)(feng)(feng)險(xian)(xian)(xian)管理(li)(li)培(pei)訓； 5. 負(fu)責定(ding)(ding)期(qi)(qi)進行風(feng)(feng)(feng)險(xian)(xian)(xian)識別(bie)、定(ding)(ding)性、定(ding)(ding)量風(feng)(feng)(feng)險(xian)(xian)(xian)評(ping)估(gu)，提出改進風(feng)(feng)(feng)險(xian)(xian)(xian)管理(li)(li)方(fang)法、技術和(he)(he)模型。